Form D · Other Investment Fund

Ascent Private Investment Fund III, L.P.

New York, NY · CIK 0001909653

Offering snapshot reported Apr 19, 2023 · SEC filing

Reported sold
$38.1M
Indefinite offering
Investors reported
234
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 9, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 234

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 19, 2023Amendment$38,146,387No comparison234SEC filing
Feb 8, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-432723

Source: Form D, filed Apr 19, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASCENT PRIVATE INVESTMENT FUND III, L.P.

Investment adviser: SUMMIT TRAIL ADVISORS, LLC

Gross asset value
$183M
Beneficial owners
282
ADV minimum commitment
$250K

Reported in Form ADV on Sep 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Filing source

Form ADV 2130313 · Sep 4, 2026 · Schedule D 7.B.(1), fund 805-1066918696

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A Delaware Limited Liability Company Ascent Private Investment Fund Iii Gp, Llc Executive
Thomas Harms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Grand Central Tower 140 E. 45 Th Street, 28 Th Floor
New York, NY, 10017