Form D · Investing

A3 Financial Investments, LLC

Denver, CO · CIK 0001775603

Offering snapshot reported Oct 17, 2019 · SEC filing

Reported sold: $631K
Investors reported: 7
Minimum accepted: $100K
First sale: Apr 18, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$234,000 → $631,000
Reported investors4 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 17, 2019	Amendment	$631,000	$397,000vs Oct 7, 2019	7	SEC filing
Oct 7, 2019	Amendment	$234,000	$48,000vs May 3, 2019	4	SEC filing
May 3, 2019	Initial	$186,000	No comparison	4	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-338781

None

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	None

Source: Form D, filed Oct 17, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christian E. Aymond	Executive
Gregory L. Bell	Executive
Anthony R. Bosch	Executive
Kimberly J. Merriman	Executive
Lars O. Soderberg	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

90 Madison Street Suite 303
Denver, CO, 80206