Form D · Other Investment Fund

Ascension Alpha Fund, LLC

St. Louis, MO · CIK 0001547008

Offering snapshot reported Oct 7, 2026 · SEC filing

Reported sold
$2.06B
Indefinite offering
Investors reported
57
Form D · investor count
Minimum accepted
$125K
Reported outside-investor minimum
First sale
Mar 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.7B$13.4BApr 11, 2012: $9,265,690,913.00Apr 11, 2012Sep 12, 2012: $9,425,998,211.00Sep 6, 2013: $12,076,397,467.00Mar 26, 2014: $11,834,756,218.00Aug 31, 2015: $11,320,152,092.00May 2, 2016: $11,177,985,358.00May 3, 2017: $12,240,595,000.00Sep 29, 2017: $12,238,155.00Apr 2, 2018: $12,239,821,000.00Oct 11, 2018: $12,704,411,000.00Apr 3, 2019: $12,357,879,000.00Oct 10, 2019: $12,124,979,000.00Apr 8, 2020: $11,601,515,000.00Oct 7, 2020: $12,410,332,000.00Apr 7, 2021: $13,405,213,000.00Oct 12, 2021: $12,908,249,000.00Apr 11, 2022: $10,994,798,000.00Oct 5, 2022: $8,559,369,000.00Apr 10, 2023: $7,993,153,000.00Oct 13, 2023: $5,997,542,000.00Apr 26, 2024: $5,754,290,000.00Oct 2, 2024: $4,350,920,000.00Apr 24, 2025: $4,189,586,000.00Oct 6, 2025: $3,335,818,000.00May 11, 2026: $3,294,369,000.00Oct 7, 2026: $2,058,706,000.00Oct 7, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,294,369,000 → $2,058,706,000
  • Reported investors56 → 57

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 7, 2026Amendment$2,058,706,000-$1,235,663,000vs May 11, 202657SEC filing
May 11, 2026Amendment$3,294,369,000-$41,449,000vs Oct 6, 202556SEC filing
Oct 6, 2025Amendment$3,335,818,000-$853,768,000vs Apr 24, 202554SEC filing
Apr 24, 2025Amendment$4,189,586,000-$161,334,000vs Oct 2, 202453SEC filing
Oct 2, 2024Amendment$4,350,920,000-$1,403,370,000vs Apr 26, 202450SEC filing
Apr 26, 2024Amendment$5,754,290,000-$243,252,000vs Oct 13, 202350SEC filing
Oct 13, 2023Amendment$5,997,542,000-$1,995,611,000vs Apr 10, 202346SEC filing
Apr 10, 2023Amendment$7,993,153,000-$566,216,000vs Oct 5, 202245SEC filing
Oct 5, 2022Amendment$8,559,369,000-$2,435,429,000vs Apr 11, 202238SEC filing
Apr 11, 2022Amendment$10,994,798,000-$1,913,451,000vs Oct 12, 202137SEC filing
Oct 12, 2021Amendment$12,908,249,000$497,917,000vs Oct 7, 202036SEC filing
Apr 7, 2021Amendment$13,405,213,000$994,881,000vs Oct 7, 202036SEC filing
Oct 7, 2020Amendment$12,410,332,000$808,817,000vs Apr 8, 202032SEC filing
Apr 8, 2020Amendment$11,601,515,000-$523,464,000vs Oct 10, 201931SEC filing
Oct 10, 2019Amendment$12,124,979,000-$232,900,000vs Apr 3, 201930SEC filing
Apr 3, 2019Amendment$12,357,879,000-$346,532,000vs Oct 11, 201830SEC filing
Oct 11, 2018Amendment$12,704,411,000$464,590,000vs Apr 2, 201830SEC filing
Apr 2, 2018Amendment$12,239,821,000$12,227,582,845vs Sep 29, 201730SEC filing
Sep 29, 2017Amendment$12,238,155-$12,228,356,845vs May 3, 201727SEC filing
May 3, 2017Amendment$12,240,595,000$1,062,609,642vs May 2, 201626SEC filing
May 2, 2016Amendment$11,177,985,358-$142,166,734vs Aug 31, 201519SEC filing
Aug 31, 2015Amendment$11,320,152,092-$514,604,126vs Mar 26, 201417SEC filing
Mar 26, 2014Amendment$11,834,756,218-$241,641,249vs Sep 6, 201313SEC filing
Sep 6, 2013Amendment$12,076,397,467$2,650,399,256vs Sep 12, 201212SEC filing
Sep 12, 2012Amendment$9,425,998,211$160,307,298vs Apr 11, 201211SEC filing
Apr 11, 2012Initial$9,265,690,913No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-176495
Based on member subscriptions less withdrawals and excluding returns since inception, as of August 31, 2026. Amount is rounded to the nearest thousand.

Source: Form D, filed Oct 7, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASCENSION ALPHA FUND, LLC

Investment adviser: ASCENSION INVESTMENT MANAGEMENT, LLC

Gross asset value
$16.2B
Beneficial owners
44
ADV minimum commitment
$1M

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP ST. LOUIS, Missouri, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG, LLP
PCAOB 42

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 2129529 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-2714848130

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Ascension Investment Management, Llc Executive
N/A N/A Catholic Healthcare Investment Management Company Executive
David E Erickson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4600 Edmundson Rd
St. Louis, MO, 63134