Form D · Hedge Fund

Ascend Wilson Fund LP

Orinda, CA · CIK 0001532761

Offering snapshot reported Oct 18, 2017 · SEC filing

Reported sold
$175M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$87.5M$175MOct 20, 2011: $100,200,000.00Oct 20, 2011Oct 22, 2012: $130,000,000.00Oct 21, 2013: $130,000,000.00Oct 21, 2014: $130,000,000.00Oct 20, 2015: $155,000,000.00Oct 19, 2016: $175,000,000.00Oct 18, 2017: $175,000,000.00Oct 18, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 18, 2017Amendment$175,000,000$0vs Oct 19, 20162SEC filing
Oct 19, 2016Amendment$175,000,000$20,000,000vs Oct 20, 20152SEC filing
Oct 20, 2015Amendment$155,000,000$25,000,000vs Oct 21, 20142SEC filing
Oct 21, 2014Amendment$130,000,000$0vs Oct 21, 20132SEC filing
Oct 21, 2013Amendment$130,000,000$0vs Oct 22, 20122SEC filing
Oct 22, 2012Amendment$130,000,000$29,800,000vs Oct 20, 20112SEC filing
Oct 20, 2011Initial$100,200,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167592

Source: Form D, filed Oct 18, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASCEND WILSON FUND LP

Investment adviser: ASCEND CAPITAL LIMITED PARTNERSHIP

Gross asset value
$380M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Mar 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST SERVICES LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG, LLP
PCAOB 185

BARCLAYS CAPITAL INC.
SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1201184 · Mar 28, 2018 · Schedule D 7.B.(1), fund 805-7609631797

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Malcolm Fairbairn Executive
Benjamin Slavet Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 Orinda Way Suite 200 C
Orinda, CA, 94563