Form D · Hedge Fund

Ascend Segregated Portfolio, a Segregated Portfolio of LHP Atlas Fund SPC

Grand Cayman, E9 · CIK 0001683641

Offering snapshot reported Feb 15, 2018 · SEC filing

Reported sold
$5.44M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Sep 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.85M$5.7MSep 13, 2016: $5,700,800.00Sep 13, 2016Feb 15, 2017: $5,528,520.00Feb 15, 2017Feb 15, 2018: $5,440,868.00Feb 15, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,700,800 → $5,440,868
  • Reported investors8 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2018Amendment$5,440,868-$259,932vs Sep 13, 20167SEC filing
Feb 15, 2017Amendment$5,528,520-$172,280vs Sep 13, 20168SEC filing
Sep 13, 2016Initial$5,700,800No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-270486
The Total Amount Sold herein reflects the net asset value of the Issuer as of 12/31/17.
If placement agents are employed by the Fund, they may receive ongoing compensation in respect of selling interests.

Source: Form D, filed Feb 15, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASCEND SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF LHP ATLAS FUND SPC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value
$7.32M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Aug 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON GRAND CAYMAN, Cayman Islands
Auditor GRANT THORNTON LLP FORT LAUDERDALE, Florida, United States
Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON
PCAOB 5346

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 1329943 · Aug 29, 2019 · Schedule D 7.B.(1), fund 805-4331160153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ascend Capital Limited Partnership Promoter
N/A Lighthouse Investment Partners, Llc Promoter
Sean G Mc Gould Executive
Kelly R. Perkins Executive
J. Scott Perkins Executive
Robert P. Swan, Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104