Form D · Hedge Fund

Ascend Partners Fund BPO, Ltd.

Georgetown, E9 · CIK 0001366848

Offering snapshot reported Jan 12, 2018 · SEC filing

Reported sold
$968M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$484M$968MMar 16, 2009: $594,869,633.00Mar 16, 2009Mar 29, 2010: $704,519,633.00Mar 16, 2011: $858,269,633.00Mar 16, 2012: $892,419,603.00Dec 12, 2012: $895,419,603.00Jan 16, 2014: $898,619,603.00Jan 16, 2015: $898,619,603.00Jan 19, 2016: $947,119,603.00Jan 12, 2017: $967,119,603.00Jan 12, 2018: $968,119,603.00Jan 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$967,119,603 → $968,119,603

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2018Amendment$968,119,603$1,000,000vs Jan 12, 201727SEC filing
Jan 12, 2017Amendment$967,119,603$20,000,000vs Jan 19, 201627SEC filing
Jan 19, 2016Amendment$947,119,603$48,500,000vs Jan 16, 201527SEC filing
Jan 16, 2015Amendment$898,619,603$0vs Jan 16, 201426SEC filing
Jan 16, 2014Amendment$898,619,603$3,200,000vs Dec 12, 201226SEC filing
Dec 12, 2012Amendment$895,419,603$3,000,000vs Mar 16, 201226SEC filing
Mar 16, 2012Amendment$892,419,603$34,149,970vs Mar 16, 201126SEC filing
Mar 16, 2011Amendment$858,269,633$153,750,000vs Mar 29, 201023SEC filing
Mar 29, 2010Amendment$704,519,633$109,650,000vs Mar 16, 200918SEC filing
Mar 16, 2009Amendment$594,869,633No comparisonNot reportedSEC filing
Jun 12, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-91249

Source: Form D, filed Jan 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ASCEND PARTNERS FUND BPO, LTD.

Investment adviser: ASCEND CAPITAL LLC

Gross asset value
$206M
Beneficial owners
4
ADV minimum commitment
$10M

Reported in Form ADV on Mar 28, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

BARCLAYS CAPITAL INC.
SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1201162 · Mar 28, 2018 · Schedule D 7.B.(1), fund 805-7431575835

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Graham Cook Director
Malcolm P. Fairbairn Director
Allison B. Nolan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Genesis Close
Georgetown, E9, KY1-1208