Form D · Hedge Fund
Ascend Access Ltd.
New York, NY · CIK 0001504731
Offering snapshot reported Jan 30, 2018 · SEC filing
- Reported sold
- $49.2M Indefinite offering
- Investors reported
- 119 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2018 | Amendment | $49,188,905 | $0vs Jan 30, 2017 | 119 | SEC filing |
| Jan 30, 2017 | Amendment | $49,188,905 | $200,000vs Jan 29, 2016 | 119 | SEC filing |
| Jan 29, 2016 | Amendment | $48,988,905 | $385,000vs Dec 21, 2015 | 117 | SEC filing |
| Dec 21, 2015 | Amendment | $48,603,905 | $0vs Sep 15, 2015 | 115 | SEC filing |
| Sep 15, 2015 | Amendment | $48,603,905 | $4,630,000vs Sep 15, 2014 | 115 | SEC filing |
| Sep 15, 2014 | Amendment | $43,973,905 | $3,904,395vs Sep 13, 2013 | 110 | SEC filing |
| Sep 13, 2013 | Amendment | $40,069,510 | $3,965,000vs Nov 2, 2012 | 107 | SEC filing |
| Nov 2, 2012 | Amendment | $36,104,510 | $6,711,500vs Nov 2, 2011 | 106 | SEC filing |
| Nov 2, 2011 | Amendment | $29,393,010 | $25,850,760vs Nov 2, 2010 | 96 | SEC filing |
| Nov 2, 2010 | Initial | $3,542,250 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.23M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149892
Estimated maximum aggregate sales commission to be paid to the selling agents. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services (Offshore) Ltd. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C. Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Barbra E. Kocsis | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Dean D. Morgan | Director, Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Charles Thomas | Director |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10281