Form D · Hedge Fund
Ascend Access LLC
New York, NY · CIK 0001504732
Offering snapshot reported Jan 30, 2018 · SEC filing
- Reported sold
- $124M Indefinite offering
- Investors reported
- 296 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$123,592,883 → $124,267,883
- Reported investors293 → 296
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2018 | Amendment | $124,267,883 | $675,000vs Jan 30, 2017 | 296 | SEC filing |
| Jan 30, 2017 | Amendment | $123,592,883 | $2,276,000vs Jan 29, 2016 | 293 | SEC filing |
| Jan 29, 2016 | Amendment | $121,316,883 | $2,225,927vs Nov 10, 2015 | 284 | SEC filing |
| Nov 10, 2015 | Amendment | $119,090,956 | $7,085,100vs Nov 10, 2014 | 273 | SEC filing |
| Nov 10, 2014 | Amendment | $112,005,856 | $16,840,062vs Nov 4, 2013 | 258 | SEC filing |
| Nov 4, 2013 | Amendment | $95,165,794 | $12,548,533vs Nov 2, 2012 | 230 | SEC filing |
| Nov 2, 2012 | Amendment | $82,617,261 | $20,759,988vs Nov 2, 2011 | 208 | SEC filing |
| Nov 2, 2011 | Amendment | $61,857,273 | $56,263,998vs Nov 2, 2010 | 163 | SEC filing |
| Nov 2, 2010 | Initial | $5,593,275 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.11M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149890
Estimated maximum aggregate sales commission to be paid to the selling agents. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 30, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services, L.L.C | Executive |
| N/A Asterion Fund Services, L.L.C. | Executive |
| Dominick Carlino | Director, Executive |
| James Louis Costabile | Director, Executive |
| Nancy Fahmy | Executive |
| Justin C. Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Scott Huff | Executive |
| Barbra E. Kocsis | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Ninon B. Marapachi | Executive |
| Jeff Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Dean D. Morgan | Director, Executive |
| Deann D. Morgan | Director, Executive |
| Greg Parets | Director, Executive |
| Leslie Ross | Executive |
| Colleen Rose Rusch | Director, Executive |
| Devesh Saksena | Executive |
| Steven Lawrence Suss | Director, Executive |
| Edward L. Truitt, Jr. | Executive |
| Brian Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street, 11th Floor
New York, NY, 10281
New York, NY, 10281