Form D · Biotechnology

Asana Medical, Inc.

Miami Lakes, FL · CIK 0001625411

Offering snapshot reported Nov 7, 2016 · SEC filing

Reported sold
$1.45M
Offering amount: $1.45M
Investors reported
19
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Sep 30, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$726K$1.45MJul 1, 2015: $200,000.00Jul 1, 2015Nov 7, 2016: $1,452,460.00Nov 7, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$200,000 → $1,452,460
  • Reported investors6 → 19

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2016Amendment$1,452,460$1,252,460vs Jul 1, 201519SEC filing
Nov 7, 2016Initial$1,452,460No comparison19SEC filing
Jul 1, 2015Initial$200,000No comparison6SEC filing

Offering details

Securities
Debt, Option to acquire, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242848
The 12% convertible notes and warrant offering was expanded from $750,000 to $1,452,460. These notes were converted in June 2016 to Series A Preferred Shares.
12% Convertible Notes and Warrants Offering

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Nov 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Bulman Director
Richard Bulman, Jr. Executive
Gerard S. Coombs Executive
Reginald Hardy Director
Michael Phalen Director
Marc Ramer Executive
Gary Ramphal Executive
Christine Sapan Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
6135 Nw 167 Th Street Suite: E 15
Miami Lakes, FL, 33015