Form D · Other Investment Fund

Artio International Equity Fund LLC

New York, NY · CIK 0001268719

Offering snapshot reported Feb 11, 2013 · SEC filing

Reported sold
$1.1B
Indefinite offering
Investors reported
39
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 2, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$550M$1.1BApr 16, 2010: $1,100,000,000.00Apr 16, 2010Oct 12, 2011: $1,100,000,000.00Oct 12, 2011Feb 11, 2013: $1,100,000,000.00Feb 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2013Amendment$1,100,000,000$0vs Oct 12, 201139SEC filing
Sep 17, 2012Initial$1,100,000,000No comparison39SEC filing
Oct 12, 2011Amendment$1,100,000,000$0vs Apr 16, 201039SEC filing
Apr 16, 2010Initial$1,100,000,000No comparison39SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-140727
Fund was closed to new investors in 2005. The above amount represents the assets under management as of 12/31/2009.

Source: Form D, filed Feb 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARTIO INTERNATIONAL EQUITY FUND LLC

Investment adviser: ARTIO GLOBAL MANAGEMENT LLC

Gross asset value
$181M
Beneficial owners
3
ADV minimum commitment
$5M

Reported in Form ADV on Mar 19, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer ARTIO GLOBAL INSTITUTIONAL SERVICES LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
CRD 154652 · SEC 8-68656

Filing source

Form ADV 716740 · Mar 19, 2013 · Schedule D 7.B.(1), fund 805-1519988331

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Artio Global Investors Inc Promoter
N/A Artio Global Management Llc Promoter
Frank Harte Executive
Richard Pell Executive
Adam Spilka Executive
Anthony Williams Executive
Glen Wisher Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Ave
New York, NY, 10017