Form D · Other Investment Fund

ARTIO GROUP TRUST

New York, NY · CIK 0001394054

Offering snapshot reported Feb 11, 2013 · SEC filing

Reported sold
$19.8B
Indefinite offering
Investors reported
224
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 31, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.92B$19.8BJan 26, 2010: $155,000,000.00Jan 26, 2010Feb 9, 2010: $19,830,175,000.00Oct 12, 2011: $19,830,175,000.00Oct 12, 2011Feb 11, 2013: $19,830,175,000.00Feb 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2013Amendment$19,830,175,000$0vs Oct 12, 2011224SEC filing
Sep 17, 2012Initial$19,830,175,000No comparison224SEC filing
Oct 12, 2011Amendment$19,830,175,000$0vs Feb 9, 2010224SEC filing
Feb 9, 2010Amendment$19,830,175,000$19,675,175,000vs Jan 26, 2010224SEC filing
Jan 26, 2010Initial$155,000,000No comparison5SEC filing
Mar 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-101257
The above amount represents the assets under management as of 12/31/2009.

Source: Form D, filed Feb 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABERDEEN TOTAL RETURN BOND FUND

Investment adviser: ABRDN INC.

Gross asset value
$143M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Dec 27, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer STANDARD LIFE INVESTMENTS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

STANDARD LIFE INVESTMENTS SECURITIES LLC
CRD 157233 · SEC 8-68839

Filing source

Form ADV 1252972 · Dec 27, 2018 · Schedule D 7.B.(1), fund 805-7060268894

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Artio Global Investors Inc Promoter
N/A Artio Global Management Llc Promoter
Artio Global Investors Inc Promoter
Artio Global Management Llc Promoter
Frank Harte Executive
Richard Pell Director, Executive
Adam Spilka Executive
Anthony Williams Executive
Glen Wisher Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madsion Ave Floor 12 A
New York, NY, 10017