Form D · Other Investment Fund

Artio Global High Income Fund LLC

New York, NY · CIK 0001483645

Offering snapshot reported Feb 11, 2013 · SEC filing

Reported sold
$191M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
May 19, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.7M$191MFeb 9, 2010: $191,363,000.00Feb 9, 2010Oct 12, 2011: $191,363,000.00Oct 12, 2011Feb 11, 2013: $191,363,000.00Feb 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2013Amendment$191,363,000$0vs Oct 12, 20118SEC filing
Sep 17, 2012Initial$191,363,000No comparison8SEC filing
Oct 12, 2011Amendment$191,363,000$0vs Feb 9, 20108SEC filing
Feb 9, 2010Initial$191,363,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-138587

Source: Form D, filed Feb 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABERDEEN GLOBAL HIGH INCOME GROUP TRUST FUND

Investment adviser: ABRDN INC.

Gross asset value
$11.5M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Apr 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 884536 · Apr 1, 2015 · Schedule D 7.B.(1), fund 805-2676835998

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Artio Global Investors Inc Promoter
N/S Artio Global Management Llc Promoter
Artio Global Investors Inc. Promoter
Artio Global Management Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
330 Madison Ave
New York, NY, 10017