Form D · Hedge Fund

Artha Emerging Markets ERISA Fund, Ltd.

Grand Cayman, E9 · CIK 0001478850

Offering snapshot reported Oct 25, 2013 · SEC filing

Reported sold
$291M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$146M$291MFeb 5, 2010: $20,000,000.00Feb 5, 2010Mar 2, 2010: $110,500,000.00Oct 29, 2010: $199,050,674.00Oct 29, 2010Oct 26, 2011: $265,700,674.00Oct 26, 2011Oct 26, 2012: $288,915,091.00Oct 26, 2012Oct 25, 2013: $291,115,091.00Oct 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$288,915,091 → $291,115,091

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2013Amendment$291,115,091$2,200,000vs Oct 26, 201222SEC filing
Oct 26, 2012Amendment$288,915,091$23,214,417vs Oct 26, 201122SEC filing
Oct 26, 2011Amendment$265,700,674$66,650,000vs Oct 29, 201019SEC filing
Oct 29, 2010Amendment$199,050,674$88,550,674vs Mar 2, 201013SEC filing
Mar 2, 2010Amendment$110,500,000$90,500,000vs Feb 5, 20103SEC filing
Feb 5, 2010Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138503
The minimum investment amount is $1 million, however, the investment manager has the discretion to accept a lesser amount. Total Amount Sold and Total Number of Investors reflect cumulative subscriptions since inception.

Source: Form D, filed Oct 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARTHA EMERGING MARKETS ERISA FUND, LTD.

Investment adviser: ARTHA CAPITAL MANAGEMENT, INC.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jun 3, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 825173 · Jun 3, 2014 · Schedule D 7.B.(1), fund 805-7649532427

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roger H. Hanson Director
Jaideep Khanna Promoter
Gary Linford Director
Michael Schwabe Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Sevices Limited Ugland House, P.O. Box 309
Grand Cayman, E9, KY1-1104