Form D · Other Technology

ARTERIS HOLDINGS INC

San Jose, CA · CIK 0001436279

Offering snapshot reported Dec 18, 2009 · SEC filing

Reported sold
$12.5M
Offering amount: $12.5M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 13, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.25M$12.5MJan 28, 2009Sep 30, 2009: $9,699,998.00Sep 30, 2009Dec 18, 2009: $12,500,000.00Dec 18, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,699,998 → $12,500,000
  • Reported investors7 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2009Amendment$12,500,000$2,800,002vs Sep 30, 200911SEC filing
Sep 30, 2009Amendment$9,699,998No comparison7SEC filing
Jan 28, 2009PaperNot reportedNo comparisonNot reportedSEC filing
May 23, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$361K (estimated)
Form D file number
021-118644
Assuming maximum $12.5M investment.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
George RichardNoneAurus Advisors · CRD 128096

Source: Form D, filed Dec 18, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Philippe Boucard Executive
Jean Bourcereau Director
Wayne Cantwell Director
Christopher Cobbold Director
Philippe Geyres Director
K. Charles Janac Director, Executive
Philippe Martin Executive
Josiane Roberts Executive
Michel Telera Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
1741 Technology Drive Suite 250
San Jose, CA, 95110