Form D · Investing

Arsenal Capital Management, LLC

St. Louis, MO · CIK 0001573372

Offering snapshot reported Feb 14, 2014 · SEC filing

Reported sold
$14.7M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Mar 19, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.36M$14.7MApr 3, 2013: $1,800,000.00Apr 3, 2013Feb 14, 2014: $14,720,400.00Feb 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,800,000 → $14,720,400
  • Reported investors8 → 30
  • Minimum accepted$50,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2014Amendment$14,720,400$12,920,400vs Apr 3, 201330SEC filing
Apr 3, 2013Initial$1,800,000No comparison8SEC filing

Offering details

Securities
Equity, Debt
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$46.6K
Finders' fees
$0
Form D file number
021-194401

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Saxony Capital Management, LLC122692Saxony Securities, Inc. · CRD 115547

Source: Form D, filed Feb 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARSENAL CAPITAL MANAGEMENT LLC

Investment adviser: SAXONY CAPITAL MANAGEMENT LLC.

Gross asset value
$57.5M
Beneficial owners
39
ADV minimum commitment
$50K

Reported in Form ADV on Dec 6, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MRV BANKS ST. GENEVIEVE, Missouri, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1692751 · Dec 6, 2022 · Schedule D 7.B.(1), fund 805-3380026653

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Frederick Reinecke Executive

Issuer details

Industry: Investing (See others in industry)

Address:
3870 S. Lindbergh Blvd., Suite 155
St. Louis, MO, 63127