Form D · Other Investment Fund

Arrowstreet Global Minimum Volatility Fund VI, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc

Dublin, L2 · CIK 0001590094

Offering snapshot reported Jan 24, 2018 · SEC filing

Reported sold: $253M
Investors reported: 3
Minimum accepted: $500K
First sale: Nov 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2018	Amendment	$252,850,660	$0vs Jan 27, 2017	3	SEC filing
Jan 27, 2017	Amendment	$252,850,660	$1,500,001vs Jan 27, 2016	3	SEC filing
Jan 27, 2016	Amendment	$251,350,659	$50,000,000vs Jan 30, 2015	3	SEC filing
Jan 30, 2015	Initial	$201,350,659	No comparison	3	SEC filing
Feb 3, 2014	Amendment	$134,400,660	No comparison	1	SEC filing
Oct 30, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-233220

Source: Form D, filed Jan 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARROWSTREET GLOBAL MINIMUM VOLATILITY FUND VI, A SUB-FUND OF ARROWSTREET MULTI-STRATEGY UMBRELLA PLC

Investment adviser: ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

Gross asset value: $586M
Beneficial owners: 3
ADV minimum commitment: $10M

Reported in Form ADV on Feb 19, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ARROWSTREET CAPITAL EUROPE LIMITED LONDON, United Kingdom Related to adviser: Yes

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker UBS AG LONDON, United Kingdom

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE
PCAOB 1193

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1276927 · Feb 19, 2019 · Schedule D 7.B.(1), fund 805-9282630313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Limited Partnership Arrowstreet Capital,	Promoter
Bruce E Clarke	Director
Carl O'sullivan	Director
Anthony W Ryan	Director
Adrian Waters	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Arthur Cox Earlsfort Centre, Earlsfort Terrace
Dublin, L2, 2