Form D · Other Investment Fund

Arrowstreet Global Equity - Alpha Extension Fund II, a sub-fund of Arrowstreet US Group Trust

Boston, MA · CIK 0001656441

Offering snapshot reported Jan 31, 2020 · SEC filing

Reported sold
$462M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Oct 15, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$231M$463MOct 27, 2015: $81,000,000.00Oct 27, 2015Jan 27, 2016: $81,000,000.00Jan 30, 2017: $360,632,553.00Jan 30, 2017Jan 24, 2018: $360,632,553.00Jan 24, 2018Feb 1, 2019: $462,632,553.00Feb 1, 2019Jan 31, 2020: $462,340,467.00Jan 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$462,632,553 → $462,340,467

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2020Amendment$462,340,467-$292,086vs Feb 1, 20193SEC filing
Feb 1, 2019Amendment$462,632,553$102,000,000vs Jan 24, 20183SEC filing
Jan 24, 2018Amendment$360,632,553$0vs Jan 30, 20173SEC filing
Jan 30, 2017Amendment$360,632,553$279,632,553vs Jan 27, 20163SEC filing
Jan 27, 2016Amendment$81,000,000$0vs Oct 27, 20152SEC filing
Oct 27, 2015Initial$81,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-250175

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jan 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARROWSTREET GLOBAL EQUITY - ALPHA EXTENSION FUND II, A SUB-FUND OF ARROWSTREET US GROUP TRUST

Investment adviser: ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

Gross asset value
$112M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Feb 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK CITY, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE AG ZURICH, Switzerland
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK CITY, New York, United States
Prime broker UBS AG LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

CREDIT SUISSE AG
LEI ANGGYXNX0JLX3X63JN86

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1499147 · Feb 24, 2021 · Schedule D 7.B.(1), fund 805-9520494586

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Limited Partnership Arrowstreet Capital, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Clarendon Street, Floor 30
Boston, MA, 02116