Form D · Other Investment Fund

Arrowstreet Emerging Market Fund III, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc

Dublin, L2 · CIK 0001482581

Offering snapshot reported Jan 24, 2018 · SEC filing

Reported sold
$609M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$305M$609MJan 30, 2015: $578,458,000.00Jan 30, 2015Jan 27, 2016: $609,458,000.00Jan 27, 2016Jan 27, 2017: $609,458,000.00Jan 27, 2017Jan 24, 2018: $609,458,000.00Jan 24, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2018Amendment$609,458,000$0vs Jan 27, 201710SEC filing
Jan 27, 2017Amendment$609,458,000$0vs Jan 27, 201610SEC filing
Jan 27, 2016Amendment$609,458,000$31,000,000vs Jan 30, 201510SEC filing
Jan 30, 2015Initial$578,458,000No comparison10SEC filing
Feb 3, 2014Amendment$485,458,000$0vs Jan 31, 201310SEC filing
Feb 3, 2014Amendment$485,458,000$0vs Jan 31, 201310SEC filing
Jan 31, 2013Amendment$485,458,000$0vs Feb 1, 20129SEC filing
Feb 1, 2012Amendment$485,458,000$152,000,000vs Feb 2, 20119SEC filing
Feb 2, 2011Amendment$333,458,000$102,458,000vs Feb 2, 20107SEC filing
Feb 2, 2010Initial$231,000,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-233219

Source: Form D, filed Jan 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARROWSTREET EMERGING MARKET FUND III, A SUB-FUND OF ARROWSTREET MULTI-STRATEGY UMBRELLA PLC

Investment adviser: ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

Gross asset value
$719M
Beneficial owners
6
ADV minimum commitment
$10M

Reported in Form ADV on Aug 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHARTERED ACCOUNTANTS DUBLIN, Ireland
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ARROWSTREET CAPITAL EUROPE LIMITED LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG CHARTERED ACCOUNTANTS
PCAOB 1411

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

Filing source

Form ADV 1340629 · Aug 22, 2019 · Schedule D 7.B.(1), fund 805-3780987470

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Limited Partnership Arrowstreet Capital, Promoter
Bruce E Clarke Director
Carl O'sullilvan Director
Anthony W Ryan Director
Adrian Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Harcourt Building Harcourt Street
Dublin, L2, 2