Form D · Other Investment Fund

Arrowstreet EAFE Alpha Extension Fund II, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc

Dublin, L2 · CIK 0001482582

Offering snapshot reported Jan 24, 2018 · SEC filing

Reported sold
$732M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 2, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$366M$732MJan 30, 2015: $294,186,421.00Jan 30, 2015Jan 27, 2016: $594,286,421.00Jan 27, 2016Jan 27, 2017: $648,286,421.00Jan 27, 2017Jan 24, 2018: $732,286,421.00Jan 24, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$648,286,421 → $732,286,421
  • Reported investors18 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2018Amendment$732,286,421$84,000,000vs Jan 27, 201721SEC filing
Jan 27, 2017Amendment$648,286,421$54,000,000vs Jan 27, 201618SEC filing
Jan 27, 2016Amendment$594,286,421$300,100,000vs Jan 30, 201514SEC filing
Jan 30, 2015Initial$294,186,421No comparison7SEC filing
Feb 3, 2014Amendment$273,186,421$0vs Jan 31, 20134SEC filing
Feb 3, 2014Amendment$273,186,421$0vs Jan 31, 20134SEC filing
Jan 31, 2013Amendment$273,186,421$148,400,000vs Feb 1, 20124SEC filing
Feb 1, 2012Amendment$124,786,421$10,000,000vs Feb 2, 20113SEC filing
Feb 2, 2011Amendment$114,786,421$25,000,001vs Feb 2, 20102SEC filing
Feb 2, 2010Initial$89,786,420No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-233221

Source: Form D, filed Jan 24, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARROWSTREET EAFE ALPHA EXTENSION FUND II, A SUB-FUND OF ARROWSTREET MULTI-STRATEGY UMBRELLA PLC

Investment adviser: ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

Gross asset value
$1.28B
Beneficial owners
14
ADV minimum commitment
$10M

Reported in Form ADV on Feb 19, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer ARROWSTREET CAPITAL EUROPE LIMITED LONDON, United Kingdom Related to adviser: Yes
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker UBS AG LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE
PCAOB 1193

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1276927 · Feb 19, 2019 · Schedule D 7.B.(1), fund 805-9603829235

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Limited Partnership Arrowstreet Capital, Promoter
Bruce E Clarke Director
Carl O'sullivan Director
Anthony W Ryan Director
Adrian Waters Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Arthur Cox Earlsfort Centre, Earlsfort Terrace
Dublin, L2, 2