Form D · Other Investment Fund

Arrowstreet Capital Global All Country Alpha Extension Fund Ltd

George Town, E9 · CIK 0001645519

Offering snapshot reported Jan 31, 2020 · SEC filing

Reported sold
$1.96B
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Jul 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$982M$1.96BJun 29, 2015Jan 27, 2016: $313,289,736.00Jan 31, 2017: $1,447,274,200.00Jan 31, 2017Jan 25, 2018: $1,677,274,200.00Jan 25, 2018Jan 31, 2019: $1,964,771,488.00Jan 31, 2019Jan 31, 2020: $1,963,515,496.00Jan 31, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,964,771,488 → $1,963,515,496

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2020Amendment$1,963,515,496-$1,255,992vs Jan 31, 201915SEC filing
Jan 31, 2019Amendment$1,964,771,488$287,497,288vs Jan 25, 201815SEC filing
Jan 25, 2018Amendment$1,677,274,200$230,000,000vs Jan 31, 201713SEC filing
Jan 31, 2017Amendment$1,447,274,200$1,133,984,464vs Jan 27, 201612SEC filing
Jan 27, 2016Amendment$313,289,736No comparison9SEC filing
Jun 29, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242642

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Jan 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARROWSTREET CAPITAL GLOBAL ALL COUNTRY ALPHA EXTENSION FUND LIMITED

Investment adviser: ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

Gross asset value
$234M
Beneficial owners
9
ADV minimum commitment
$10M

Reported in Form ADV on Feb 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK CITY, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer ARROWSTREET CAPITAL EUROPE LIMITED LONDON, United Kingdom Related to adviser: Yes
Prime broker CREDIT SUISSE AG ZURICH, Switzerland
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK CITY, New York, United States
Prime broker STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States
Prime broker UBS AG LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

CREDIT SUISSE AG
LEI ANGGYXNX0JLX3X63JN86

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS AG
LEI BFM8T61CT2L1QCEMIK50

UBS SECURITIES LLC
SEC 8-22651

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1499147 · Feb 24, 2021 · Schedule D 7.B.(1), fund 805-2218550341

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Limited Partnership Arrowstreet Capital, Promoter
Carl O'sullivan Director
Peter Rathjens Director
Anthony Ryan Director
Letitia Solomon Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
309
George Town, E9, KY1-1104