Form D · Private Equity Fund

Arrowhead Capital Fund III, LP

Greenwich, CT · CIK 0001680238

Offering snapshot reported Aug 28, 2018 · SEC filing

Reported sold: $296M
Investors reported: 42
Minimum accepted: $0
First sale: Aug 31, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$266,150,000 → $296,200,000
Reported investors31 → 42

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 28, 2018	Amendment	$296,200,000	$30,050,000vs Aug 29, 2017	42	SEC filing
Aug 29, 2017	Amendment	$266,150,000	No comparison	31	SEC filing
Aug 29, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.65M
Finders' fees: $0
Form D file number: 021-269690

The Total Amount Sold includes amounts invested through separate managed accounts.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
PTP Securities, LLC	136832

Source: Form D, filed Aug 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Arrowhead Partners Gp, Llc	Promoter
Mary P. Gay	Executive
Elliott Jones	Executive
Gerald Parsky	Executive
Craig Pisani	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

75 Holly Hill Lane 3 Rd Floor
Greenwich, CT, 06830