Form D · Commercial Banking

ARROW FINANCIAL CORP

Glens Falls, NY · CIK 0000717538

Offering snapshot reported Feb 14, 2011 · SEC filing

Reported sold
$3.03M
Offering amount: $3.3M
Investors reported
1
Form D · investor count
Minimum accepted
$3.03M
Reported outside-investor minimum
First sale
Jan 31, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2011Initial$3,025,011No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-155326
Potential earn-out stock awards.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not ApplicableNone

Source: Form D, filed Feb 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Herbert O. Carpenter Director
John J. Carusone, Jr. Director
Michael B. Clark Director
Gary C. Dake Director
David S. De Marco Executive
Mary Elizabeth T. Fitz Gerald Director
Terry R. Goodemote Executive
Thomas L. Hoy Director, Executive
David G. Kruczlnicki Director
Elizabeth O'c Little Director
David L. Moynehan Director
John J. Murphy Director
Thomas J. Murphy Executive
Raymond F. O'conor Executive
Richard J. Reisman, D.M.D. Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
250 Glen St
Glens Falls, NY, 12801