Form D · Hedge Fund

ARPEGGIO FUND

Boston, MA · CIK 0001138474

Offering snapshot reported May 2, 2018 · SEC filing

Reported sold
$115M
Offering amount: $200M
Investors reported
4
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.7M$115MMar 31, 2009: $113,323,804.00Mar 31, 2009May 12, 2010: $113,323,804.00May 5, 2011: $113,323,804.00May 3, 2013: $115,323,804.00May 2, 2014: $115,323,804.00Apr 30, 2015: $115,323,804.00May 2, 2016: $115,323,804.00May 2, 2017: $115,323,804.00May 2, 2018: $115,323,804.00May 2, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2018Amendment$115,323,804$0vs May 2, 20174SEC filing
May 2, 2017Amendment$115,323,804$0vs May 2, 20164SEC filing
May 2, 2016Amendment$115,323,804$0vs Apr 30, 20154SEC filing
Apr 30, 2015Amendment$115,323,804$0vs May 2, 20144SEC filing
May 2, 2014Amendment$115,323,804$0vs May 3, 20134SEC filing
May 3, 2013Amendment$115,323,804$2,000,000vs May 5, 20114SEC filing
May 5, 2011Amendment$113,323,804$0vs May 12, 20103SEC filing
May 12, 2010Amendment$113,323,804$0vs Mar 31, 20093SEC filing
Mar 31, 2009Initial$113,323,804No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-129326
Redeemable Shares

Source: Form D, filed May 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARPEGGIO FUND

Investment adviser: SYMPHONY ASSET MANAGEMENT LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Aug 18, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 940936 · Aug 18, 2015 · Schedule D 7.B.(1), fund 805-1305913052

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lisa Alexander Director
David Bree Director
David G. Cooper Director
Ivana Faltysova Director
Ronan Guilfoyle Director
Abali Hoilett Director
Ernest A. Morrison Director
Jeffrey L. Skelton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O J.P. Morgan Hedge Fund Services One Beacon Street, 20 Th Floor
Boston, MA, 02108