Form D · Hedge Fund

Aroya Investment Partners, LP

New York, NY · CIK 0001606687

Offering snapshot reported May 2, 2017 · SEC filing

Reported sold: $11.9M
Investors reported: 10
Minimum accepted: $0
First sale: Jun 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$10,133,160 → $11,949,000
Reported investors6 → 10

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 2, 2017	Amendment	$11,949,000	$1,815,840vs May 2, 2016	10	SEC filing
May 2, 2016	Amendment	$10,133,160	No comparison	6	SEC filing
Apr 30, 2015	Amendment	Yet to sell	No comparison	0	SEC filing
Apr 30, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $234K (estimated)
Finders' fees: $0
Form D file number: 021-216533

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
John J. Hock	1328058	Alternative Asset Investment Management Securities, LLC · CRD 135131

Source: Form D, filed May 2, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AROYA INVESTMENT PARTNERS, LP

Investment adviser: AROYA CAPITAL LP

Gross asset value: $20.1M
Beneficial owners: 17
ADV minimum commitment: $1M

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATEGIC FUND SERVICES, LLC ISELIN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK UNITED INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD 135131 · SEC 8-66889

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1199119 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-4935859942

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Liebowitz	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

52 Vanderbilt Avenue 20 Th Floor
New York, NY, 10017