Form D · Hedge Fund
Armored Wolf Alpha Fund, LLC
Aliso Viejo, CA · CIK 0001455550
Offering snapshot reported Jan 18, 2011 · SEC filing
- Reported sold
- $52M Indefinite offering
- Investors reported
- 47 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$49,800,000 → $52,000,000
- Reported investors38 → 47
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2011 | Amendment | $52,000,000 | $2,200,000vs Jan 14, 2010 | 47 | SEC filing |
| Jan 14, 2010 | Amendment | $49,800,000 | $20,050,000vs Aug 11, 2009 | 38 | SEC filing |
| Aug 11, 2009 | Amendment | $29,750,000 | $14,150,000vs Jun 9, 2009 | 22 | SEC filing |
| Jun 9, 2009 | Amendment | $15,600,000 | $3,350,000vs Apr 10, 2009 | 17 | SEC filing |
| Apr 10, 2009 | Amendment | $12,250,000 | No comparison | Not reported | SEC filing |
| Feb 17, 2009 | Initial | $5,500,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $22K (estimated)
- Form D file number
- 021-126995
The offering is currently open and the total offering amount is unlimited.
Chamberlain Group $10,000.00 Mia Sette $12,000.00
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Chamberlain Group | None | |
| Mia Sette | None |
Source: Form D, filed Jan 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARMORED WOLF ALPHA FUND, LLC
Investment adviser: ARMORED WOLF, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 13, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 890449 · Mar 13, 2015 · Schedule D 7.B.(1), fund 805-9538180486
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Andreini | Executive |
| Not Applicable Armored Wolf, Llc | Director |
| Not Applicable Armored Wolf Management, Llc | Director |
| Richard Bani | Executive |
| John Brynjolfsson | Executive |
| Erik Carlson | Executive |
| Roy Pemberton | Executive |
| Mohan Phansalkar | Executive |
| Ronald Solberg | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Aliso Viejo, CA, 92656