Form D · Other Investment Fund

Armadillo Financial Fund II LP

Arlington, VA · CIK 0001637419

Offering snapshot reported Mar 17, 2016 · SEC filing

Reported sold
$243M
Indefinite offering
Investors reported
102
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 9, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$121M$243MMar 31, 2015Oct 22, 2015: $150,425,000.00Oct 22, 2015Mar 17, 2016: $242,505,000.00Mar 17, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$150,425,000 → $242,505,000
  • Reported investors55 → 102

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 17, 2016Amendment$242,505,000$92,080,000vs Oct 22, 2015102SEC filing
Oct 22, 2015Amendment$150,425,000No comparison55SEC filing
Mar 31, 2015InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$2.99M (estimated)
Finders' fees
$0
Form D file number
021-237037
The sales commissions in connection with this offering are calculated based on a percentage of the referral fees paid to the investment manager. Such fees are not presently known and the estimate above indicates the issuer's best estimate of these fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Blue Sand Securities LLC142976
Hamilton Miller Investments, LLC41896
Crewe Capital LLC152527
Stifel Nicolaus & Co, Inc.793
Carrollton Capital Partners LLC165470

Source: Form D, filed Mar 17, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARMADILLO FINANCIAL FUND II LP

Investment adviser: EJF CAPITAL LP

Gross asset value
$7.48M
Beneficial owners
108
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN HEDGE FUND SERVICES BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC ASHTON, Maryland, United States Related to adviser: No
Marketer CAPULENT LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer CREWE CAPITAL SALT LAKE, Utah, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

CAPULENT LLC
CRD 155155 · SEC 8-68699

CREWE CAPITAL
CRD 152527 · SEC 8-68460

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

Filing source

Form ADV 1708882 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-1386764964

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Emanuel J. Friedman Director, Executive
Nick H. Johnson Director, Executive
Jeffrey M. Manley Executive
Theodore S. O'neal Director, Executive
Neal J. Wilson Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2107 Wilson Blvd. Suite 410
Arlington, VA, 22201