Form D · Environmental Services
ARMADA WATER ASSETS INC
Houston, TX · CIK 0001568996
Offering snapshot reported Jan 7, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2.5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 7, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 21, 2014 | Initial | $1,500,000 | No comparison | 3 | SEC filing |
| Aug 22, 2014 | Amendment | $8,325,000 | $4,175,000vs May 6, 2014 | 16 | SEC filing |
| Jun 24, 2014 | Amendment | $1,224,197 | $816,132vs Jun 19, 2014 | 10 | SEC filing |
| Jun 19, 2014 | Initial | $408,065 | No comparison | 12 | SEC filing |
| May 6, 2014 | Initial | $4,150,000 | No comparison | 7 | SEC filing |
| May 6, 2014 | Initial | $7,899,674 | No comparison | 10 | SEC filing |
| Dec 12, 2013 | Initial | $590,000 | No comparison | 4 | SEC filing |
| Nov 5, 2013 | Initial | $1,115,000 | No comparison | 16 | SEC filing |
| Aug 5, 2013 | Initial | $700,000 | No comparison | 5 | SEC filing |
| Apr 24, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 19, 2013 | Initial | $10,540,000 | No comparison | 25 | SEC filing |
| Feb 26, 2013 | Initial | $431,257 | No comparison | 30 | SEC filing |
| Feb 26, 2013 | Initial | $0 | No comparison | 1 | SEC filing |
| Feb 26, 2013 | Initial | $69,750 | No comparison | 15 | SEC filing |
| Feb 7, 2013 | Initial | $3,200,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $125K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-231659
preferred stock with a warrant to purchase common stock and a 10% cash incentive
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AEGIS CAPITAL CORP. | 15007 |
Source: Form D, filed Jan 7, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sami Ahmad | Director, Executive |
| Mitch Burroughs | Director, Executive |
| J. John Combs Iii | Director, Executive |
| J. John Combs, Iii | Director |
| Sam Gaer | Director |
| David R. Hunt | Director |
| Norman Manness | Director |
| Norm Manness | Director, Executive |
| William Miller | Director |
| Maarten Propper | Director, Executive |
| Thomas R Ross | Director |
| R. Thomas Ross | Director |
| Richard Schaeffer | Director, Executive |
| Richard Schaefferr | Director |
| R. Ross Thomas | Director |
Issuer details
Industry: Environmental Services (See others in industry)
Address:
2425 Fountain View Drive, Suite 300
Houston, TX, 77057
Houston, TX, 77057