Form D · Hedge Fund

Arlon Opportunities Investors LP

New York, NY · CIK 0001460024

Offering snapshot reported Mar 12, 2014 · SEC filing

Reported sold: $78M
Investors reported: 17
Minimum accepted: $0
First sale: Apr 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$77,316,137 → $78,016,137

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 12, 2014	Amendment	$78,016,137	$700,000vs Mar 12, 2013	17	SEC filing
Mar 12, 2013	Amendment	$77,316,137	$1,300,000vs Mar 12, 2012	17	SEC filing
Mar 12, 2012	Amendment	$76,016,137	$1,770,000vs Mar 11, 2011	16	SEC filing
Mar 11, 2011	Amendment	$74,246,137	$9,685,871vs Mar 12, 2010	15	SEC filing
Mar 12, 2010	Amendment	$64,560,266	No comparison	12	SEC filing
Mar 13, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129152

Source: Form D, filed Mar 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARLON OPPORTUNITIES INVESTORS LP

Investment adviser: ARLON ADVISOR LLC

Gross asset value: $54.2M
Beneficial owners: 17
ADV minimum commitment: $500K

Reported in Form ADV on Feb 23, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BUTTERFIELD FULCRUM GOUP (CAYMAN) LIMITED GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE LLP NEW YORK, New York, United States

Custodian NORTHERN TRUST CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 615970 · Feb 23, 2012 · Schedule D 7.B.(1), fund 805-8986124431

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arlon Opportunities Investors Gp Llc Arlon Opportunities Investors Gp Llc	Executive
Arlon Opportunities Investors Gp Llc	Executive
Ari D. Gendason	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

277 Park Ave
New York, NY, 10172