Form D · Venture Capital Fund

Arkay III LP

New York, NY · CIK 0001798451

Offering snapshot reported Apr 20, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $125K
Finders' fees: $0
Form D file number: 021-365398

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stonehaven, LLC	118913

Source: Form D, filed Apr 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARKAY III LP

Investment adviser: ARKAY VENTURES LLC

Gross asset value: $18.1M
Beneficial owners: 10
ADV minimum commitment: $0

Reported in Form ADV on Mar 16, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Filing source

Form ADV 1495493 · Mar 16, 2021 · Schedule D 7.B.(1), fund 805-6069821792

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Rosenberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6 St. Johns Lane 7 Th Floor
New York, NY, 10013