Form D · Hedge Fund

ARK MULTI-MANAGER FUND, L.P.

Pasadena, CA · CIK 0001006986

Offering snapshot reported Jun 6, 2017 · SEC filing

Reported sold
$20M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 1996
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.99M$20MJul 2, 2009: $4,308,135.00Jul 2, 2009Oct 8, 2010: $4,027,523.00Sep 16, 2011: $19,289,470.00Aug 22, 2012: $19,289,470.00Jul 29, 2013: $19,789,470.00Jul 10, 2014: $19,789,470.00Jul 14, 2015: $19,789,470.00Jun 20, 2016: $19,789,470.00Jun 6, 2017: $19,973,470.00Jun 6, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,789,470 → $19,973,470

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2017Amendment$19,973,470$184,000vs Jun 20, 201661SEC filing
Jun 20, 2016Amendment$19,789,470$0vs Jul 14, 201561SEC filing
Jul 14, 2015Amendment$19,789,470$0vs Jul 10, 201461SEC filing
Jul 10, 2014Amendment$19,789,470$0vs Jul 29, 201361SEC filing
Jul 29, 2013Amendment$19,789,470$500,000vs Aug 22, 201261SEC filing
Aug 22, 2012Amendment$19,289,470$0vs Sep 16, 201161SEC filing
Sep 16, 2011Amendment$19,289,470$15,261,947vs Oct 8, 201061SEC filing
Oct 8, 2010Amendment$4,027,523-$280,612vs Jul 2, 200919SEC filing
Jul 2, 2009Initial$4,308,135No comparison20SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-132414
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Jun 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARK MULTI-MANAGER FUND, L.P.

Investment adviser: HARBORVIEW CAPITAL MANAGEMENT, LLC

Gross asset value
$7.5M
Beneficial owners
15
ADV minimum commitment
$250K

Reported in Form ADV on Oct 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ROTHSTEIN KASS & CO. BEVERLY HILLS, California, United States
Custodian WILMINGTON TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 852541 · Oct 31, 2014 · Schedule D 7.B.(1), fund 805-9984785057

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Harbor View Capital Management, Llc Executive
John Woodrow Krieger Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
140 South Lake Avenue Suite 302
Pasadena, CA, 91101