Form D · Other Real Estate
Arizona Healthcare II DST
Oak Brook, IL · CIK 0001758222
Offering snapshot reported Jun 14, 2019 · SEC filing
- Reported sold
- $84.3M Offering amount: $84.3M
- Investors reported
- 232 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 31, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$53,764,829 → $84,311,553
- Reported investors134 → 232
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 14, 2019 | Amendment | $84,311,553 | $30,546,724vs Feb 14, 2019 | 232 | SEC filing |
| Feb 14, 2019 | Amendment | $53,764,829 | $5,567,917vs Jan 31, 2019 | 134 | SEC filing |
| Jan 31, 2019 | Amendment | $48,196,912 | $27,554,668vs Jan 9, 2019 | 115 | SEC filing |
| Jan 9, 2019 | Amendment | $20,642,244 | $11,678,337vs Dec 10, 2018 | 68 | SEC filing |
| Dec 10, 2018 | Amendment | $8,963,907 | $5,013,615vs Nov 13, 2018 | 28 | SEC filing |
| Nov 13, 2018 | Initial | $3,950,292 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $4.22M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-325572
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| 1ST GLOBAL CAPITAL CORP. | 30349 | |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | 39543 | |
| LINCOLN FINANCIAL ADVISORS CORPORATION | 3978 | |
| RCX CAPITAL GROUP, LLC | 114290 | |
| WEALTHFORGE SECURITIES, LLC | 152550 | |
| CONCORDE INVESTMENT SERVICES, LLC | 151604 | |
| CURTIS JEROME SATHRE III | 2459115 | JRL CAPITAL CORPORATION · CRD 10225 |
| STEPHEN ROBERT NORTON | 2132723 | MONEY CONCEPTS CAPITAL CORP · CRD 12963 |
| HUGO GRIMALDI | 4626118 | MONEY CONCEPTS CAPITAL CORP · CRD 12963 |
| DENNIS I WEISS | 462338 | AMERICAN INVESTORS COMPANY · CRD 38 |
| INDEPENDENT FINANCIAL GROUP, LLC | 7717 | |
| MCDERMOTT INVESTMENT SERVICES, LLC | 154926 | |
| CHRISTINA SUZANNE NIELSON | 4866971 | PRIMEX · CRD 29394 |
| NORMAN WILLIAM VERTREES | 454413 | ROYAL ALLIANCE ASSOCIATES, INC. · CRD 23131 |
| MONROE M DIEFENDORF JR | 805205 | VANDERBILT SECURITIES, LLC · CRD 5953 |
| WOODBURY FINANCIAL SERVICES, INC. | 421 | |
| RYAN DAVID FINCH | 6379871 | COLORADO FINANCIAL SERVICE CORPORATION · CRD 104343 |
| EDWARD ERIC FERNANDEZ | 2956661 | CAPULENT LLC · CRD 155155 |
| CETERA ADVISORS LLC | 10299 | |
| Gregory Hill | 850818 | COLORADO FINANCIAL SERVICE CORPORATION · CRD 104343 |
| ROBIN TOM NAYLOR | 1392433 | EMERSON EQUITY LLC · CRD 130032 |
| ROGER M SMITH | 1964274 | FIRST ALLIED SECURITIES, INC. · CRD 32444 |
| HD VEST INVESTMENT SERVICES | 13686 | |
| KENDRA LEE ERKAMAA | 4856375 | HARBOUR INVESTMENTS, INC. · CRD 19258 |
| MARK ALLEN HERDING | 2239357 | HARBOUR INVESTMENTS, INC. · CRD 19258 |
| PAUL M GETTY | 6470002 | LIGHTPATH CAPITAL, INC · CRD 34617 |
| Frank Piscitelli | 6935623 | LIGHTPATH CAPITAL, INC · CRD 34617 |
| JEFFREY ALLEN MORRIS | 2478499 | MOLONEY SECURITIES CO., INC. · CRD 38535 |
| JULIENNE ELIZABETH RIDDELL | 5682274 | SANDLAPPER SECURITIES, LLC · CRD 137906 |
| TRIAD ADVISORS LLC | 25803 | |
| JEFFREY JOHN MCKAY | 818303 | VOYA FINANCIAL ADVISORS, INC. · CRD 2882 |
| STEVEN IRA KOLINSKY | 1090913 | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487 |
| ADAM B WRIGHT | 6234854 | CENTER STREET SECURITIES, INC. · CRD 26898 |
| JOHN EDWARD BISHOP | 866202 | CHALICE CAPITAL PARTNERS, LLC · CRD 288898 |
| DFPG INVESTMENTS, INC. | 155576 | |
| JOSEPH ERNEST HUBBARD | 2128362 | FIRST FINANCIAL EQUITY CORPORATION · CRD 16507 |
| MICHAEL JOSEPH STERLING | 2237482 | FSC SECURITIES CORPORATION · CRD 7461 |
| INVESTACORP, INC. | 7684 | |
| Keith D Nast | 4533437 | PROEQUITIES, INC. · CRD 15708 |
| ROBERT MARVIN SCHULTZ | 4163450 | ROYAL ALLIANCE ASSOCIATES, INC. · CRD 23131 |
| JOHN KIEM LIONG KWEE | 1531077 | SAGEPOINT FINANCIAL, INC. · CRD 133763 |
| TONI LYNN SUTHERLAND | 2729672 | SANDLAPPER SECURITIES, LLC · CRD 137906 |
| TRAWNEGAN GALL | 6266415 | SANDLAPPER SECURITIES, LLC · CRD 137906 |
| GENE ALVIN BREHM | 2815437 | SAXONY SECURITIES, INC. · CRD 115547 |
| THOMAS GARY JUSTICE | 2786145 | CONOVER SECURITIES CORPORATION · CRD 17129 |
| STEPHEN LAURENCE SHLOSS | 5429813 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
| SUSAN JANE GITT | 5580509 | GREAT POINT CAPITAL LLC · CRD 114203 |
| PETER CHRISTOPHER KARP | 2335003 | INFINITY FINANCIAL SERVICES · CRD 144302 |
| CENTAURUS FINANCIAL, INC. | 30833 | |
| WILFREDO RAUL MIRANDA III | 6207329 | AUSDAL FINANCIAL PARTNERS, INC. · CRD 7995 |
| DONALD PHILIP WESTERHOFF | 2367692 | COMMONWEALTH FINANCIAL NETWORK · CRD 8032 |
| SYED ALI FAROOQ | 4815808 | WESTPARK CAPITAL, INC. · CRD 39914 |
| DAVID BERNARD LEVINSON | 705929 | WESTPARK CAPITAL, INC. · CRD 39914 |
| NICHOLAS B BLATTNER | 5775169 | VOYA FINANCIAL ADVISORS, INC. · CRD 2882 |
| BRIAN DOUGLAS LONG | 5270961 | VOYA FINANCIAL ADVISORS, INC · CRD 2882 |
| JEFFREY A HIGGS | 5626520 | VANDERBILT SECURITIES, LLC · CRD 5953 |
| ROGER EDWIN SULHOFF | 1057321 | THE STRATEGIC FINANCIAL ALLIANCE, INC. · CRD 126514 |
| DAVID BERNARD ADAMS | 4138711 | SECURITIES AMERICA, INC. · CRD 10205 |
| SUSAN M BEHM | 4154286 | SAGEPOINT FINANCIAL, INC. · CRD 133763 |
| ROBERT ALLEN BYE | 4357627 | PROEQUITIES, INC. · CRD 15708 |
| JAMES JOHN RAIA | 2397301 | MOLONEY SECURITIES CO., INC. · CRD 38535 |
| Jessica Healy | 6589558 | METROPOLITAN CAPITAL INVESTMENT BANC, INC. · CRD 148820 |
| STEPHEN JOSEPH SANDERS | 2802569 | M. S. HOWELLS & CO. · CRD 104100 |
| JANET LONG CORRELL | 6360579 | KALOS CAPITAL, INC. · CRD 44337 |
| THOMAS MICHAEL RAUCHEGGER | 5156496 | KALOS CAPITAL, INC. · CRD 44337 |
| RUSSELL SCOTT CRAMER | 1350242 | KALOS CAPITAL, INC. · CRD 44337 |
| DARRYL JAY WOLFF SR | 2824029 | FSC SECURITIES CORPORATION · CRD 7461 |
| BARRY ROBERT OZER | 5727882 | FSC SECURITIES CORPORATION · CRD 7461 |
| ANTHONY KIMBALL URBAN | 3181241 | FSC SECURITIES CORPORATION · CRD 7461 |
| TODD CORY SIMPSON | 2964077 | EMERSON EQUITY LLC · CRD 130032 |
| JESUS QUEZADA | 5117930 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
| JOHN STEPHEN WEISS | 1097536 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
| GARY ALLEN GLOCKZIN | 1552636 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
Source: Form D, filed Jun 14, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Arizona Healthcare Ii Exchange, L.L.C. | Promoter |
| N/A Arizona Healthcare Ii, L.L.C. | Promoter |
| Keith Lampi | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523