Form D · Other
ARIANNE PHOSPHATE INC.
Chicoutimi, A8 · CIK 0001421570
Offering snapshot reported Jun 21, 2021 · SEC filing
- Reported sold
- $343K Offering amount: $3.72M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 4, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 21, 2021 | Initial | $343,430 | No comparison | 2 | SEC filing |
| Jun 25, 2020 | Initial | $171,770 | No comparison | 5 | SEC filing |
| Feb 25, 2020 | Initial | $173,507 | No comparison | 3 | SEC filing |
| Sep 11, 2019 | Initial | $24,854 | No comparison | 2 | SEC filing |
| Jan 16, 2018 | Initial | $92,906 | No comparison | 2 | SEC filing |
| Sep 2, 2014 | Initial | $266,300 | No comparison | 5 | SEC filing |
| Sep 13, 2013 | Initial | $251,925 | No comparison | 2 | SEC filing |
| May 12, 2011 | Initial | $310,985 | No comparison | 4 | SEC filing |
| Dec 14, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $20K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-403575
The additional $3,378,435.00 may be received upon the exercise of share purchase warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on June 4, 2021, which was Cdn$1.2084=US$1.00.
Each unit is comprised of one common share and one half of one common share purchase warrant. Each whole warrant is exercisable for one common share at a price of Cdn$0.71 for 2 years.
Includes non-transferable broker warrants to purchase 39,970 common shares at Cdn$0.50 per unit for a period of 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PI Financial (US) Corp. | 127404 |
Source: Form D, filed Jun 21, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeff Beck | Director, Executive |
| Denis Belisle | Director, Executive |
| Luc Boivin | Director |
| Dominique Bouchard | Director |
| Daniel Boulianne | Executive |
| Jim Cowley | Director |
| James Cowley | Director |
| Jean Sebastien David | Executive |
| David Debiasio | Director |
| David De Biasio | Director |
| Dave De Biasio | Director |
| Pierre Fitzgibbon | Director |
| Jean Fontaine | Director |
| Marco Gagnon | Director |
| Lucie Hebert | Executive |
| Pier Elise Hebert Tremblay | Executive |
| Brian Kenny | Executive |
| Claude Lafleur | Director |
| Bernard Lapointe | Director, Executive |
| L. Derek Lindsay | Executive |
| Derek L. Lindsay | Executive |
| Andrew Malashewsky | Executive |
| Brian Ostroff | Director, Executive |
| Siva Pillay | Director |
| Steven Pinney | Director |
| Guthrie J. Stewart | Director |
| Nadege Tollari | Executive |
| Alain Vachon | Director |
Issuer details
Industry: Other (See others in industry)
Address:
393 Racine St. E Suite 200
Chicoutimi, A8, G7H 1T2
Chicoutimi, A8, G7H 1T2