Form D · Other Technology
ARIA SYSTEMS, INC.
San Mateo, CA · CIK 0001265224
Offering snapshot reported Feb 1, 2011 · SEC filing
- Reported sold
- $20.2M Offering amount: $21.2M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 30, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2011 | Initial | $20,222,599 | No comparison | 8 | SEC filing |
| Jan 2, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-154698
Offering of Series C Preferred Stock ("Series C") and the underlying shares of Common Stock issuable upon conversion of Series C.
Source: Form D, filed Feb 1, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Cleveland | Director |
| Tom Dibble | Executive |
| Andy Frizzel | Executive |
| Mark Gorenberg | Director |
| David Labuda | Director |
| Michael Morini | Director, Executive |
| Ray Rothrock | Director |
| Edward Sullivan | Director, Executive |
| Lance Walter | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
101 S. Ellsworth Ave., Suite 100
San Mateo, CA, 94401
San Mateo, CA, 94401