Form D · Hedge Fund
ARIA PARTNERS II LP
Los Angeles, CA · CIK 0001169690
Offering snapshot reported Nov 3, 2009 · SEC filing
- Reported sold
- $23.1M Indefinite offering
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- May 22, 2002 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2009 | Amendment | $23,129,765 | No comparison | 40 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $460K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-41036
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. MORGAN SECURITIES INC. | 79 | |
| FAR HILLS GROUP | 32243 |
Source: Form D, filed Nov 3, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dana Messina | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
11150 Santa Monica Blvd Suite 700
Los Angeles, CA, 90025
Los Angeles, CA, 90025