Form D · Hedge Fund

Aria Opportunity Fund, Ltd.

Grand Cayman, E9 · CIK 0001486212

Offering snapshot reported Mar 12, 2015 · SEC filing

Reported sold
$19M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.48M$19MMar 10, 2010: $18,964,592.00Mar 10, 2010Mar 10, 2011: $18,964,592.00Mar 10, 2011Mar 12, 2012: $18,964,592.00Mar 12, 2012Mar 12, 2013: $18,964,592.00Mar 12, 2013Mar 12, 2014: $18,964,592.00Mar 12, 2014Mar 12, 2015: $18,964,592.00Mar 12, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2015Amendment$18,964,592$0vs Mar 12, 20135SEC filing
Mar 12, 2014Amendment$18,964,592$0vs Mar 12, 20135SEC filing
Mar 12, 2013Amendment$18,964,592$0vs Mar 12, 20125SEC filing
Mar 12, 2012Amendment$18,964,592$0vs Mar 10, 20115SEC filing
Mar 10, 2011Amendment$18,964,592$0vs Mar 10, 20105SEC filing
Mar 10, 2010Initial$18,964,592No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139435

Source: Form D, filed Mar 12, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARIA OPPORTUNITY FUND, LTD.

Investment adviser: TENOR CAPITAL MANAGEMENT COMPANY, L.P.

Gross asset value
$159M
Beneficial owners
6
ADV minimum commitment
$5M

Reported in Form ADV on May 7, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1531862 · May 7, 2021 · Schedule D 7.B.(1), fund 805-8127864771

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A.R.C. Directors Ltd. A.R.C. Directors Ltd. Director
Charles Crow Iii Director
Daniel H. Kochav Director
Robin R. Shah Director
Tenor Capital Management Company, L.P. Promoter
Alan Tooker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Services (Cayman) Ltd 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007