Form D · Other Investment Fund

ARIA Investment Partners IV, LP

Grand Cayman, E9 · CIK 0001564964

Offering snapshot reported Mar 27, 2014 · SEC filing

Reported sold: $35M
Investors reported: 1
Minimum accepted: $0
First sale: Dec 12, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2014	Amendment	$35,000,000	$0vs Jan 13, 2014	1	SEC filing
Jan 13, 2014	Amendment	$35,000,000	$0vs Dec 19, 2012	1	SEC filing
Dec 19, 2012	Initial	$35,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-188656

Source: Form D, filed Mar 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARIA INVESTMENT PARTNERS IV, L.P.

Investment adviser: CITIC CLSA CAPITAL PARTNERS HK LIMITED

Gross asset value: $281K
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (HONG KONG) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN ISLANDS, Cayman Islands

Custodian HONG KONG AND SHANGHAI BANKING CORPORATION PLC MUMBAI, India Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian STATE STREET FUND SERVICES (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

STATE STREET BANK AND TRUST COMPANY
LEI 549300FSAZRK583VK349

Filing source

Form ADV 2072410 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7099404654

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ARIA Investment Partners IV, LP (this fund)	Mar 27, 2014	$35,000,000	1
ARIA Investment Partners V, LP	Oct 11, 2017	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Hyein Jun	Director
Michael Andrew Mc Coy	Director
Jit Meng Gary Ng	Director
Richard Owen Pyvis	Director
Miranda Ka Yee Tang	Director
Ka Yee Miranda Tang	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Codan Trust Company (Cayman) Limited Cricket Sq., Hutchins Dr. P.O. Box 2681
Grand Cayman, E9, KY1-1111