Form D · Other Technology

ARI NETWORK SERVICES INC /WI

Milwaukee, WI · CIK 0000879796

Offering snapshot reported Mar 27, 2013 · SEC filing

Reported sold: $4.8M
Investors reported: 11
Minimum accepted: $0
First sale: Mar 12, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2013	Initial	$4,800,000	No comparison	11	SEC filing

Offering details

Securities: Equity, Option to acquire
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $288K
Finders' fees: $0
Form D file number: 021-194026

In addition to the fee of $288,000, Ascendiant received 64,000 warrants, $28,800 of which to be titled in the name of Chad J. Cooper, a registered representative of Ascendiant.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Ascendiant Capital Markets, LLC	152912	Chad J. Cooper · CRD 3250105

Source: Form D, filed Mar 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marvin A. Iii Berg	Executive
Gordon J. Bridge	Director
Brian E. Dearing	Director
Jeffrey E. Horn	Executive
Darin R. Janecek	Executive
James R. Johnson	Director
Jon M. Lintvet	Executive
William H. Iii Luden	Director
William C. Mortimore	Director
Robert Y. Iv Newell	Director
Roy W. Olivier	Director, Executive
P. Lee Poseidon	Director

Issuer details

Industry: Other Technology (See others in industry)

Address:

10850 West Park Place Suite 1200
Milwaukee, WI, 53224