Form D · Other Investment Fund
Argosy Investment Partners SBIC VI, L.P.
Wayne, PA · CIK 0001835355
Offering snapshot reported Feb 7, 2022 · SEC filing
- Reported sold
- $175M Indefinite offering
- Investors reported
- 100 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 14, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$150,251,000 → $175,000,000
- Reported investors95 → 100
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 7, 2022 | Amendment | $175,000,000 | $24,749,000vs Dec 23, 2021 | 100 | SEC filing |
| Dec 23, 2021 | Amendment | $150,251,000 | $44,200,000vs Jul 14, 2021 | 95 | SEC filing |
| Jul 14, 2021 | Amendment | $106,051,000 | No comparison | Not reported | SEC filing |
| Mar 17, 2021 | Initial | $55,301,000 | No comparison | 35 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-392505
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 |
Source: Form D, filed Feb 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARGOSY INVESTMENT PARTNERS SBIC VI, L.P.
Investment adviser: ARGOSY CAPITAL GROUP, LLC
- Gross asset value
- $407M
- Beneficial owners
- 102
- ADV minimum commitment
- $250K
Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON, LLP
PCAOB 248
KEYBANK NATIONAL ASSOCIATION
LEI HUX2X73FUCYHUVH1BK78
WSFS FINANCIAL CORPORATION
LEI 549300SU7VQHD6QRG886
Filing source
Form ADV 2116738 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-2375024054
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael R. Bailey | Executive |
| Paul M Grassinger | Executive |
| Kirk B. Griswold | Executive |
| John P. Kirwin, Iii | Executive |
| Steven J. Morgenthal | Executive |
| Sarah G. Roth | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Wayne, PA, 19087