Form D · Other Technology
Argo AI, LLC
Pittsburgh, PA · CIK 0001720462
Offering snapshot reported Nov 1, 2021 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 338 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 22, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors155 → 338
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2021 | Amendment | $0 | $0vs Nov 1, 2019 | 338 | SEC filing |
| Oct 30, 2020 | Amendment | $0 | $0vs Nov 1, 2019 | 252 | SEC filing |
| Nov 1, 2019 | Amendment | $0 | $0vs Feb 20, 2019 | 155 | SEC filing |
| Feb 20, 2019 | Amendment | $0 | -$4,654,708vs Nov 1, 2018 | 110 | SEC filing |
| Nov 2, 2018 | Amendment | $4,654,708 | $3,811,887vs Nov 2, 2017 | 73 | SEC filing |
| Nov 1, 2018 | Amendment | $4,654,708 | $3,811,887vs Nov 2, 2017 | 1 | SEC filing |
| Nov 2, 2017 | Initial | $842,821 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-298006
All guarantees in the offering are linked to Units, are offered for no cash consideration and have no separately attributable value that can be determined as of the time of issuance.
Guarantee of payment obligations of Argo AI Holdings, LLC ("Subsidiary") under profits interests (Standard Incentive Units and Accelerated Incentive Units) ("Units") issued by Subsidiary to employees and service providers of Subsidiary and/or affiliates.
Source: Form D, filed Nov 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Beaven | Executive |
| Brett Browning | Executive |
| John Casesa | Director |
| Scott Griffith | Director |
| Axel Heinrich | Director |
| Carsten Intra | Director |
| Kate Kozlowski | Executive |
| Kathleen Kozlowski | Executive |
| Sherif Marakby | Director |
| Peter Rander | Director, Executive, Promoter |
| Bryan Salesky | Director, Executive, Promoter |
| Christian Senger | Director |
| Reinhard Stolle | Director, Executive |
| Hau Thai Tang | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
Three Crossings Riverfront West Building 2545 Railroad Street, Suite 400
Pittsburgh, PA, 15222
Pittsburgh, PA, 15222