Form D · Other Investment Fund

Argent Small Cap Core Fund, LLC

St. Louis, MO · CIK 0001520239

Offering snapshot reported May 11, 2011 · SEC filing

Reported sold
$38.9M
Offering amount: $200M
Investors reported
76
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 25, 2008
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2011Initial$38,942,337No comparison76SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159618
No sales commissions and/or finders' fees expenses have been paid to date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Dustin Gaj2957931

Source: Form D, filed May 11, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARGENT SMALL CAP CORE FUND, LLC

Investment adviser: ARGENT CAPITAL MANAGEMENT LLC

Gross asset value
$126M
Beneficial owners
80
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MILHOUSE & NEAL, LLP MARYLAND HEIGHTS, Missouri, United States
Custodian BNY MELLON ASSET SERVICING PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MILHOUSE & NEAL, LLP
PCAOB 3993

Filing source

Form ADV 1170210 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-9212371469

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven L Finerty Executive
John F. Meara Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 South Brentwood Blvd. Suite 110
St. Louis, MO, 63105