Form D · Other Investment Fund
ARES SPECIAL OPPORTUNITIES FUND, L.P.
Los Angeles, CA · CIK 0001779109
Offering snapshot reported May 26, 2020 · SEC filing
- Reported sold
- $3.16B Offering amount: $3.45B
- Investors reported
- 907 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 17, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,022,000,000 → $3,163,184,100
- Reported investors30 → 907
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 26, 2020 | Amendment | $3,163,184,100 | $2,141,184,100vs Jun 18, 2019 | 907 | SEC filing |
| Jun 18, 2019 | Initial | $1,022,000,000 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- Not reported
The Total Offering Amount and the Total Amount Sold are aggregated to include each of the Issuers.
Amount to be paid based on a percentage of capital raised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ares Investor Services LLC | 166219 | |
| Goldman Sachs & Co. LLC | 361 | |
| Morgan Stanley Smith Barney LLC | 149777 | |
| Korea Investment and Securities Co., Ltd. | None | |
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed May 26, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asof Management Gp Llc | Director |
| N/A Asof Management, L.P. | Director |
| Matthew Cwiertnia | Executive |
| Scott Graves | Executive |
| David Kaplan | Executive |
| Antony Ressler | Executive |
| Aaron Rosen | Executive |
| Bennett Rosenthal | Executive |
| Craig Snyder | Executive |
| Nathan Walton | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90067