Form D · Other Investment Fund

Ares Saguaro Income Opportunity Fund, L.P.

Los Angeles, CA · CIK 0001674634

Offering snapshot reported Jun 6, 2016 · SEC filing

Reported sold: $301M
Investors reported: 7
Minimum accepted: $0
First sale: May 23, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 6, 2016	Amendment	$301,000,000	No comparison	7	SEC filing
May 18, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-263433

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Ares Investor Services LLC	166219

Source: Form D, filed Jun 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARES SAGUARO INCOME OPPORTUNITY FUND, L.P.

Investment adviser: ARES MANAGEMENT LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $0

Reported in Form ADV on Mar 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LOS ANGELES, California, United States

Custodian U.S. BANK PORTLAND, Oregon, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

Filing source

Form ADV 1501213 · Mar 3, 2021 · Schedule D 7.B.(1), fund 805-9175336417

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Ares Saguaro Gp, Llc	Executive
N/A Ares Saguaro Gp, L.P.	Executive
Daniel Hall	Executive
Greg Mason	Executive
Troy Ward	Executive
Michael Weiner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2000 Avenue Of The Stars 12 Th Floor
Los Angeles, CA, 90067