Form D · Private Equity Fund

Ares CLO Funding III LP

Los Angeles, CA · CIK 0001793966

Offering snapshot reported Apr 4, 2022 · SEC filing

Reported sold: $78.5M
Investors reported: 13
Minimum accepted: $0
First sale: Nov 20, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$60,000,000 → $78,500,000
Reported investors4 → 13

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 4, 2022	Amendment	$78,500,000	$18,500,000vs Dec 2, 2020	13	SEC filing
Dec 2, 2020	Initial	$60,000,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-381955

Compensation for Recipients listed in Item 12 will be determined based on a percentage or capital raised from certain limited partners, or as otherwise described in the Issuer's private placement memorandum.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Ares Management Capital Markets LLC	166219
Goldman Sachs & Co. LLC	361

Source: Form D, filed Apr 4, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Ares CLO Funding I, L.P.	Jan 5, 2017	$22,500,000	1
Ares CLO Funding III LP (this fund)	Apr 4, 2022	$78,500,000	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
[None] Aclof Iii Gp Llc	Executive
Michael J. Arougheti	Executive
Ryan Berry	Executive
Kipp De Veer	Executive
Matthew Jill	Executive
David Kaplan	Executive
Michael Mc Ferran	Executive
Antony P. Ressler	Executive
Bennett Rosenthal	Executive
Carlos Schmidt	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ares Management Llc 2000 Avenue Of The Stars, 12 Th Floor
Los Angeles, CA, 90067