Form D · Other Investment Fund
Arena Special Opportunities Partners III, LP
Purchase, NY · CIK 0001994771
Offering snapshot reported Sep 27, 2023 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $15M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 27, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-493115
Source: Form D, filed Sep 27, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARENA SPECIAL OPPORTUNITIES PARTNERS III, LP
Investment adviser: ARENA INVESTORS, LP
- Gross asset value
- $118M
- Beneficial owners
- 6
- ADV minimum commitment
- $15M
Reported in Form ADV on Sep 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE
PCAOB 34
ARENA FINANCIAL SERVICES, LLC
CRD 281709 · SEC 8-69682
CLEAR STREET LLC
CRD 288933 · SEC 8-69972
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
PERSHING LLC
CRD 7560 · SEC 8-17574
Filing source
Form ADV 2132228 · Sep 15, 2026 · Schedule D 7.B.(1), fund 805-9863369115
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Arena Investors, Lp | Promoter |
| N/A Arena Special Opportunities Partners (Onshore) Gp Iii, Llc | Promoter |
| Lawrence D. Cutler | Executive |
| Timothy R. Newville | Executive |
| Daniel B. Zwirn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Purchase, NY, 10577