Form D · Hedge Fund

Arena Special Opportunities Fund (Cayman) LP

New York, NY · CIK 0001662689

Offering snapshot reported Mar 21, 2023 · SEC filing

Reported sold
$35.9M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Mar 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18M$35.9MJan 4, 2016Jan 4, 2017: $5,400,100.00Jan 4, 2018: $12,618,835.00Jan 4, 2019: $20,811,735.00Jan 3, 2020: $25,111,835.00Jan 12, 2021: $29,666,835.00Jan 12, 2022: $34,361,835.00May 4, 2022: $34,361,835.00Mar 21, 2023: $35,911,835.00Mar 21, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,361,835 → $35,911,835
  • Reported investors22 → 27

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 21, 2023Amendment$35,911,835$1,550,000vs May 4, 202227SEC filing
May 4, 2022Amendment$34,361,835$0vs Jan 12, 202222SEC filing
Jan 12, 2022Amendment$34,361,835$4,695,000vs Jan 12, 202122SEC filing
Jan 12, 2021Amendment$29,666,835$4,555,000vs Jan 3, 202014SEC filing
Jan 3, 2020Amendment$25,111,835$4,300,100vs Jan 4, 201912SEC filing
Jan 4, 2019Amendment$20,811,735$8,192,900vs Jan 4, 20187SEC filing
Jan 4, 2018Amendment$12,618,835$7,218,735vs Jan 4, 20175SEC filing
Jan 4, 2017Amendment$5,400,100No comparison3SEC filing
Jan 4, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-254375

Source: Form D, filed Mar 21, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARENA SPECIAL OPPORTUNITIES FUND (CAYMAN) LP

Investment adviser: ARENA INVESTORS, LP

Gross asset value
$6.17M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Sep 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE NEW YORK, New York, United States
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
CRD 7560 · SEC 8-17574

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1143948 · Sep 29, 2017 · Schedule D 7.B.(1), fund 805-5805903439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Arena Investors, Lp Executive
N/A Arena Special Opportunities Fund (Offshore) Ii Gp, Lp Executive
Lawrence Cutler Executive
Kristan Gregory Executive
James Hartmann Executive
Marcel Herbst Executive
Paul Sealy Executive
Daniel Zwirn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
405 Lexington Avenue 59 Th Floor
New York, NY, 10174