Form D · Other Investment Fund

Arena Secondaries & Liquidity Solutions - Excess Capacity 1-B LP

Purchase, NY · CIK 0002023791

Offering snapshot reported May 21, 2024 · SEC filing

Reported sold
$76.4M
Offering amount: $76.4M
Investors reported
33
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Mar 13, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 21, 2024Initial$76,365,000No comparison33SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-513907

Source: Form D, filed May 21, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARENA SECONDARIES AND LIQUIDITY SOLUTIONS - EXCESS CAPACITY I-B, LP

Investment adviser: ARENA INVESTORS, LP

Gross asset value
$50.3M
Beneficial owners
32
ADV minimum commitment
$10M

Reported in Form ADV on Sep 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CITRIN COOPERMAN & COMPANY, LLP FLORHAM PARK, New Jersey, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Marketer ARENA FINANCIAL SERVICES, LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

ARENA FINANCIAL SERVICES, LLC
CRD 281709 · SEC 8-69682

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Filing source

Form ADV 2132228 · Sep 15, 2026 · Schedule D 7.B.(1), fund 805-6721052312

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Arena Investors, Lp Promoter
N/A Arena Secondaries And Liquidity Solutions Excess Capacity I B, Llc Promoter
Lawrence Cutler Executive
Tsering Lama Executive
Timothy Newville Executive
Daniel Zwirn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2500 Westchester Avenue Suite 401
Purchase, NY, 10577