Form D · Other Investment Fund
Arena Secondaries & Liquidity Solutions - Excess Capacity 1-B LP
Purchase, NY · CIK 0002023791
Offering snapshot reported May 21, 2024 · SEC filing
- Reported sold
- $76.4M Offering amount: $76.4M
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $10M Reported outside-investor minimum
- First sale
- Mar 13, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2024 | Initial | $76,365,000 | No comparison | 33 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-513907
Source: Form D, filed May 21, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ARENA SECONDARIES AND LIQUIDITY SOLUTIONS - EXCESS CAPACITY I-B, LP
Investment adviser: ARENA INVESTORS, LP
- Gross asset value
- $50.3M
- Beneficial owners
- 32
- ADV minimum commitment
- $10M
Reported in Form ADV on Sep 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468
ARENA FINANCIAL SERVICES, LLC
CRD 281709 · SEC 8-69682
OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488
Filing source
Form ADV 2132228 · Sep 15, 2026 · Schedule D 7.B.(1), fund 805-6721052312
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Arena Investors, Lp | Promoter |
| N/A Arena Secondaries And Liquidity Solutions Excess Capacity I B, Llc | Promoter |
| Lawrence Cutler | Executive |
| Tsering Lama | Executive |
| Timothy Newville | Executive |
| Daniel Zwirn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Purchase, NY, 10577