Form D · Hedge Fund

Aregua Investors (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001588221

Offering snapshot reported May 18, 2023 · SEC filing

Reported sold
$11.3M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.63M$11.3MOct 7, 2013Oct 3, 2014: $11,250,000.00Oct 2, 2015: $11,250,000.00Sep 29, 2016: $11,250,000.00Jul 11, 2017: $11,250,000.00Jul 6, 2018: $11,250,000.00Jul 8, 2019: $11,250,000.00Feb 24, 2020: $11,250,000.00Feb 24, 2021: $11,250,000.00Feb 24, 2022: $11,250,000.00Feb 23, 2023: $11,250,000.00May 8, 2023: $11,250,000.00May 18, 2023: $11,250,000.00May 18, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 18, 2023Amendment$11,250,000$0vs May 8, 20233SEC filing
May 8, 2023Amendment$11,250,000$0vs Feb 23, 20233SEC filing
Feb 23, 2023Amendment$11,250,000$0vs Feb 24, 20223SEC filing
Feb 24, 2022Amendment$11,250,000$0vs Feb 24, 20213SEC filing
Feb 24, 2021Amendment$11,250,000$0vs Feb 24, 20203SEC filing
Feb 24, 2020Amendment$11,250,000$0vs Jul 8, 20193SEC filing
Jul 8, 2019Amendment$11,250,000$0vs Jul 6, 20183SEC filing
Jul 6, 2018Amendment$11,250,000$0vs Jul 11, 20173SEC filing
Jul 11, 2017Amendment$11,250,000$0vs Sep 29, 20163SEC filing
Sep 29, 2016Amendment$11,250,000$0vs Oct 2, 20153SEC filing
Oct 2, 2015Amendment$11,250,000$0vs Oct 3, 20143SEC filing
Oct 3, 2014Amendment$11,250,000No comparison3SEC filing
Oct 7, 2013InitialYet to sellNo comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-204088

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Funds Distributors Inc.152768

Source: Form D, filed May 18, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AREGUA INVESTORS (CAYMAN), LTD.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1859761 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-4185534754

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Helen E. Clement Director
Jonathan C. Conant Director
Michael J. Feder Director
Michelle L. Hunter Director
Christopher G. Kirk Director
Gregory S. Konzal Director
Neil A. Medugno Director
Susan G. O'connell Director
Matthew N. Shea Director
Wellington Alternative Investments Llc Executive
Wellington Management Company Llp Executive
Wellington Management Company, Llp Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009