Form D · Hedge Fund

Ardsley Conway Fund, L.P.

Stamford, CT · CIK 0001759335

Offering snapshot reported Nov 21, 2019 · SEC filing

Reported sold: $14M
Investors reported: 2
Minimum accepted: $0
First sale: Jun 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$9,525,000 → $14,025,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 21, 2019	Amendment	$14,025,000	$4,500,000vs Nov 19, 2018	2	SEC filing
Nov 19, 2018	Initial	$9,525,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-326110

Source: Form D, filed Nov 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDSLEY CONWAY FUND, LP

Investment adviser: ARDSLEY ADVISORY PARTNERS LP

Gross asset value: $5.31M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Mar 4, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Prime broker COWEN AND COMPANY NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COWEN AND COMPANY, LLC
SEC 8-22522

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

COWEN AND COMPANY
CRD 7616 · SEC 8-22522

Filing source

Form ADV 1387233 · Mar 4, 2020 · Schedule D 7.B.(1), fund 805-1472884558

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ardsley Advisory Partners Lp	Promoter
Ardsley Partners I Gp, Llc	Executive
Philip J. Hempleman	Executive
Spencer Hempleman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Ardsley Partners I Gp, Llc 262 Harbor Drive
Stamford, CT, 06902