Form D · Hedge Fund
Arden Sage Access Ltd.
New York, NY · CIK 0001348815
Offering snapshot reported Jan 27, 2014 · SEC filing
- Reported sold
- $363M Indefinite offering
- Investors reported
- 618 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Sep 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 27, 2014 | Amendment | $362,799,728 | $0vs Jan 25, 2013 | 618 | SEC filing |
| Jan 25, 2013 | Amendment | $362,799,728 | $0vs Mar 12, 2012 | 618 | SEC filing |
| Mar 12, 2012 | Amendment | $362,799,728 | $2,770,220vs Mar 11, 2011 | 618 | SEC filing |
| Mar 11, 2011 | Amendment | $360,029,508 | $20,737,103vs Mar 11, 2010 | 614 | SEC filing |
| Mar 11, 2010 | Amendment | $339,292,405 | $17,675,836vs Mar 11, 2009 | 590 | SEC filing |
| Mar 11, 2009 | Amendment | $321,616,569 | No comparison | Not reported | SEC filing |
| Dec 29, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $9.07M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-84731
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Jan 27, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Louis Costabile | Director, Executive |
| Justin C Ferri | Director, Executive |
| Keith D. Glenfield | Director, Executive |
| Thomas W. Lee | Director, Executive |
| N/A Merrill Lynch Alternative Investment Llc ("Mlai") | Promoter |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Deann D. Morgan | Director, Executive |
| Paul Morton | Director, Executive |
| Colleen Rose Rusch | Director, Executive |
| Steven Lawrence Suss | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10080