Form D · Hedge Fund

ARDEN PHS FUND, LTD.

New York, NY · CIK 0001503119

Offering snapshot reported Oct 12, 2012 · SEC filing

Reported sold: $22.8M
Investors reported: 2
Minimum accepted: $1M
First sale: Aug 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$11,339,260 → $22,839,260
Reported investors1 → 2

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 12, 2012	Amendment	$22,839,260	$11,500,000vs Oct 13, 2010	2	SEC filing
Oct 13, 2011	Amendment	$22,839,260	$11,500,000vs Oct 13, 2010	2	SEC filing
Oct 13, 2010	Initial	$11,339,260	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-148938

Persons listed are paid directly/indirectly sales compensation equal to a percentage of the fee paid to the Investment Manager (or affiliate) based on AUM and/or performance fee, or as a percent of applicable investor's investment balance.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Multiple	None

Source: Form D, filed Oct 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ARDEN PHS FUND, LTD.

Investment adviser: ARDEN ASSET MANAGEMENT LLC

Gross asset value: $1.4M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Dec 22, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE BANK, N.A. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian J.P. MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1058099 · Dec 22, 2016 · Schedule D 7.B.(1), fund 805-4124384607

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Averell H. Mortimer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Arden Asset Management Llc 375 Park Avenue, 32 Nd Floor
New York, NY, 10152